Quality Assurance/Improvement Resources: Checklists, Study Logs & Sample SOP

Consent/Assent Form Checklist

Use the "Consent/Assent Checklist: Quality Improvement Review" [PDF] to identify essential elements of informed consent for University of Kentucky human research.

Tools for Developing Informed Consent Documents

Investigational Device Accountability SOP Sample

If you are conducting a study involving use of an investigational device, use the Sample Policy/Procedure Template: Investigational Device Accountability [WORD]  and log [WORD] as a guide for developing your own policies and procedures which can help ensure you are meeting the highest standards for human research protections.

Detailing the Informed Consent Process in the Subject's Source Document

  • Statement that “eligibility criteria met” (or completed eligibility checklist attached);
  • Date;
  • Details of who involved/present;
  • Description of process;
  • Discussion items;
  • Questions & clarifications;
  • Any assessment used to document understanding;
  • Statement that subject voluntarily consented to participate prior to participating;
  • Copy of signed consent given to subject;
  • Any other pertinent information (witness, LAR, supplemental materials); 
  • PI contact information;
  • IRB number;
  • Protocol title;
  • Version of the consent document signed.

Samples (Please note: These may not suit your protocol precisely, however, they may serve as a guide to get you started):

  • Template for History/Progress Note in Medical Record (UK) [PDF]
  • Researcher's Certification of Consent and Authorization (AHRQ) [PDF]

Sample Study Logs

Please note: These logs may not suit your protocol precisely, however, they may serve as a guide to get you started. Also, be mindful of HIPAA and when it might apply to data collected in pre-screen and enrollment logs.

  • Adverse Event Log [WORD]
  • Amendment Tracking Log [WORD]
  • Binder Log [WORD]
  • Case Report Form Log [WORD]
  • Concomitant Medication Log [WORD]
  • Enrollment Log Sample 1 [WORD]
  • Enrollment Log Sample 2 [WORD]
  • Investigational Device Accountability Log [WORD]
  • Investigational Product Accountability Log [WORD]
  • Investigator Brochure Log [WORD]
  • IRB Correspondence Log [WORD]
  • Monitoring/Auditing Log [WORD]
  • Notes-to-File Log [WORD]
  • Other Correspondence Log [WORD]
  • Protocol Log [WORD]
  • Regulatory Documents Log [WORD]
  • Screening Log [WORD]
  • Site Correspondence Log [WORD]
  • Subject Files and Source Document Log [WORD]
  • Telephone/Communications Log [WORD]
  • Training Log [WORD]
  • Visitor Log [WORD]