Human Research Question & Answer Guide
Reference Guide [PDF]
UK Human Research Protection Program
What rules or guidelines are you expected to follow? | Answer |
What ethical standards or guides do you follow? | Answer |
If you propose research be conducted at an international location, what do you inform the IRB regarding applicable local regulations, ethics review requirements, or cultural norms? | Answer |
How does UK ensure the rights and welfare of participants are protected when the investigator is operating at a non-UK facility, is conducting collaborative research, or when oversight is shared with or deferred to another organization or IRB? | Answer |
Does UK research have an emergency preparedness and response plan? | Answer |
What Needs Institutional Review Board (IRB) Review?
Could a Human Subject not have a heartbeat? | Answer |
When does secondary research with specimens or data require IRB review? | Answer |
What is the process for when determining whether an activity is under the purview of the IRB? | Answer |
IRB Submission & Review Types
How do I find out general information about the UK IRB and human research? | Answer |
Where should I start to determine what type of IRB review will be required? | Answer |
How do I request IRB approval for changes while conducting the research? | Answer |
Does ORI provide educational resources for researchers? | Answer |
What information or resources are available for conducting survey research? | Answer |
Scientific Design & Minimizing Risk
In addition to researchers, who is involved in conducting scientific review of human research at UK? | Answer |
What is the minimum IRB requirement for maintenance of research records? | Answer |
What additional information privacy regulations apply to select protocols? | Answer |
What is the difference between protecting the privacy interests of participants and maintaining the confidentiality of data? | Answer |
How do IRB regulations define minimal risk? | Answer |
How does the IRB assess the risk-benefit ration of the research? | Answer |
How might investigators minimize risks in research? | Answer |
Conflict of Interest (COI)
What is UK's policy on Conflict of Interest (COI)? | Answer |
How is researcher COI managed? | Answer |
Monitoring & Reporting Requirements
What are examples of events/issues that you report to the IRB? | Answer |
What unanticipated problems or adverse events are investigators required to promptly report to the IRB? | Answer |
Qualifications, Training, and Oversight
What Responsibilities and Qualifications are required for research investigators? | Answer |
What are the IRB's expectations regarding oversight and delegation for medical intervention studies and clinical trials? | Answer |
What is your process for task delegation? | Answer |
Data & Safety Monitoring
Which studies require a Data and Safety Monitoring Plan (DSMP) at UK? | Answer |
What Data and Safety Monitoring Information are you required to report to the IRB? | Answer |
Recruitment & Study Population
Describe some key points for ethical and respectful recruitment methods. | Answer |
What additional provisions do you employ for protection of vulnerable populations, groups vulnerable to undue influence, or populations with cultural considerations? | Answer |
Informed Consent Process & Documentation
Describe your informed consent process? | Answer |
What is the difference between Informed Consent and the process of obtaining Assent and Parental Permission? | Answer |
What is Informed Consent Key Information? | Answer |
Does the Key Information need to be a full page of the entire consent is not much longer than a page? | Answer |
Under what conditions can informed consent be altered or waived for minimal risk research? | Answer |
Under what circumstances can documentation of informed consent be waived? | Answer |
Complaints, Concerns, Suggestions, Questions, Requests for Information
Who do you contact with a complaint, concern, or suggestions? | Answer |
What provisions do you have in place for receiving and handling a subject complaint or request for information? | Answer |
Who may a subject call outside of the study personnel, about their rights and welfare? | Answer |
Food and Drug Administration (FDA) Regulated Research
What is the difference between Single Subject Emergency Use and Planned Emergency Research? | Answer |
What resources are available for investigators conducting FDA-regulated research? | Answer |
Community Engaged Research (CER)/Community Based Participatory Research (CBPR)
What resources are available to investigators conducting Community Engaged Research (CER) or Community Based Participatory Research (CBPR)? | Answer |
What are considerations for IRB review of CBPR? | Answer |
Outreach & Education for the Public and Potential Research Participants
Who provides outreach to educate the public and potential participants about human subject research? | Answer |
Feasibility & Resources
How do you assess and ensure availability of resources required to conduct research in a way that will protect the rights and welfare of participants? | Answer |